linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Keith Baughman

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Keith? Claim Your Profile

About Keith Baughman

Keith Baughman is a financial professional with over 30 years of experience in the financial services industry. Keith is currently registered with Pruco Securities, LLC, and is licensed to conduct business in Illinois and Nevada. Keith has held previous roles with Questar Capital Corporation, Ameritas Investment Corp., Woodbury Financial Services, Inc., Chubb Securities Corporation, Roger J. Lange and Company, Inc., BNL Securities Inc., and Transamerica Financial Resources, Inc. Keith's areas of expertise include investments, securities, variable contracts, and financial planning.

Firm Information

Keith Baughman is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Keith Baughman’s Registration & Firm History

IL

10/31/2018 - Present

Pruco Securities, LLC (Bartonville IL)

IL

09/23/2016 - 12/21/2017

QUESTAR CAPITAL CORPORATION (BARTONVILLE IL)

IL

01/04/2010 - 10/19/2016

AMERITAS INVESTMENT CORP. (BARTONVILLE IL)

IL

12/24/1991 - 12/31/2009

WOODBURY FINANCIAL SERVICES, INC. (BARTONVILLE IL)

IN

06/01/1988 - 09/30/1991

CHUBB SECURITIES CORPORATION (FORT WAYNE IN)

NA

11/05/1987 - 07/06/1988

ROGER J. LANGE AND COMPANY, INC.

NA

07/15/1986 - 11/17/1987

BNL SECURITIES INC.

NA

04/30/1986 - 07/25/1986

TRANSAMERICA FINANCIAL RESOURCES, INC.

Not sure if Keith Baughman is right for you?

Licenses & Designations

BC

Issued 03/05/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Baughman.
Not sure if Keith Baughman is right for you?