Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Barros Goncalves is a financial advisor who has been in the industry since 2015. Keith is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Keith has previously been registered with CHASE INVESTMENT SERVICES CORP. and AMERIPRISE FINANCIAL SERVICES, INC. Keith holds the Series 63, 66, 7, SIE, and 6TO securities licenses. Keith is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/10/2021 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
CT
02/15/2007 - 05/01/2012
CHASE INVESTMENT SERVICES CORP. (BRIDGEPORT CT)
CT
04/06/2006 - 12/20/2006
AMERIPRISE FINANCIAL SERVICES, INC. (WOODBRIDGE CT)
BC
Issued 10/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/12/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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