Unclaimed
Keith Bailey is a registered representative with Capfinancial Securities, LLC. Keith has been in the securities industry since 2011. He is a Series 7 and Series 63 licensed professional. Keith has previously worked for Scottrade, Inc. Keith's firm has a branch office in Raleigh, NC. The branch office is located at 4208 SIX FORKS ROAD #1700 in Raleigh, NC 27609.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/12/2019 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
04/18/2008 - 02/18/2016
SCOTTRADE, INC. (DURHAM NC)
BC
Issued 05/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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