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Keith Bailey

Capfinancial Securities, LLC

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About Keith Bailey

Keith Bailey is a registered representative with Capfinancial Securities, LLC. Keith has been in the securities industry since 2011. He is a Series 7 and Series 63 licensed professional. Keith has previously worked for Scottrade, Inc. Keith's firm has a branch office in Raleigh, NC. The branch office is located at 4208 SIX FORKS ROAD #1700 in Raleigh, NC 27609.

Firm Information

Keith Bailey is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Bailey’s Registration & Firm History

NC

02/12/2019 - Present

Capfinancial Securities, LLC (RALEIGH NC)

NC

04/18/2008 - 02/18/2016

SCOTTRADE, INC. (DURHAM NC)

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Licenses & Designations

BC

Issued 05/08/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/18/2016

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Bailey.
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