Unclaimed
Keith Arthur Brawe is an Investment Advisor Representative with St. Bernard Financial Services, Inc., located in Oklahoma City, OK. Keith Brawe is a licensed professional with over 30 years of experience in the financial industry. He is a Series 6 and Series 63 licensed professional and holds the SIE designation. Keith Brawe is committed to providing personalized financial advice and guidance to help clients achieve their financial goals. Keith Brawe has previously held positions at other well-respected firms, including FIRST WESTERN SECURITIES, INC. and USALLIANZ SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OK
07/24/2012 - Present
ST. Bernard Financial Services, Inc. (OKLAHOMA CITY OK)
OK
07/31/2003 - 07/25/2012
FIRST WESTERN SECURITIES, INC. (OKLAHOMA CITY OK)
MN
01/07/2002 - 07/30/2003
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
NY
10/19/2001 - 01/07/2002
ROAN-MEYERS ASSOCIATES, LP (NEW YORK NY)
FL
11/15/2000 - 10/19/2001
FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
MN
07/27/1994 - 11/15/2000
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
SC
09/15/1993 - 08/31/1994
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
12/18/1991 - 09/15/1993
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
12/05/1988 - 01/20/1990
ANDERSON, BRYANT & CO.
MA
05/12/1988 - 09/12/1988
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
01/22/1988 - 06/10/1988
HARTFORD EQUITY SALES COMPANY INC.
NA
07/26/1985 - 12/12/1986
FITZGERALD, DEARMAN & ROBERTS, INC.
BC
Issued 05/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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