Invested Better
Unclaimed

Unclaimed

Unclaimed

Keith Arthur Brawe

ST. Bernard Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Keith? Claim Your Profile

About Keith Arthur Brawe

Keith Arthur Brawe is an Investment Advisor Representative with St. Bernard Financial Services, Inc., located in Oklahoma City, OK. Keith Brawe is a licensed professional with over 30 years of experience in the financial industry. He is a Series 6 and Series 63 licensed professional and holds the SIE designation. Keith Brawe is committed to providing personalized financial advice and guidance to help clients achieve their financial goals. Keith Brawe has previously held positions at other well-respected firms, including FIRST WESTERN SECURITIES, INC. and USALLIANZ SECURITIES, INC.

Firm Information

Keith Brawe is currently registered with ST. Bernard Financial Services, Inc.. ST. Bernard Financial Services, Inc. is a Corporation that was formed on March 24, 1994, and is headquartered in RUSSELLVILLE, AR. The firm provides investment advisory services to individuals and businesses. They specialize in portfolio management and offer educational seminars. They are registered with the SEC and in 46 states. ST. Bernard Financial Services, Inc. manages approximately $130,472,570 in regulatory assets for 841 clients.
ST. Bernard Financial Services, Inc.

1609 WEST MAIN ST

RUSSELLVILLE, AR 72801

$130.47M

Assets Under Management

Not reported

Total Clients

96

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Keith Brawe’s Registration & Firm History

OK

07/24/2012 - Present

ST. Bernard Financial Services, Inc. (OKLAHOMA CITY OK)

OK

07/31/2003 - 07/25/2012

FIRST WESTERN SECURITIES, INC. (OKLAHOMA CITY OK)

MN

01/07/2002 - 07/30/2003

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

NY

10/19/2001 - 01/07/2002

ROAN-MEYERS ASSOCIATES, LP (NEW YORK NY)

FL

11/15/2000 - 10/19/2001

FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)

MN

07/27/1994 - 11/15/2000

BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

SC

09/15/1993 - 08/31/1994

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

CT

12/18/1991 - 09/15/1993

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

NA

12/05/1988 - 01/20/1990

ANDERSON, BRYANT & CO.

MA

05/12/1988 - 09/12/1988

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

01/22/1988 - 06/10/1988

HARTFORD EQUITY SALES COMPANY INC.

NA

07/26/1985 - 12/12/1986

FITZGERALD, DEARMAN & ROBERTS, INC.

Not sure if Keith Arthur Brawe is right for you?

Licenses & Designations

BC

Issued 05/24/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Arthur Brawe.
Not sure if Keith Arthur Brawe is right for you?