Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Applegate is an Investment Advisor Representative at Fidelity Personal And Workplace Advisors. Keith has been working in the financial services industry since November 1, 2011. Prior to joining Fidelity Personal And Workplace Advisors, Keith was a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and a Financial Advisor at Further Lane Securities, L.P. Keith is registered to provide advisory services in 53 states, District of Columbia and Puerto Rico. Keith has passed the Series 63, Series 66, Series 7, Series 9, Series 10, and SIE exams. Keith specializes in providing Financial Planning, Portfolio Management for Individuals and Businesses, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/13/2022 - Present
Fidelity Personal AND Workplace Advisors (BERKELEY HEIGHTS NJ)
NJ
06/17/2014 - 05/13/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
05/30/2013 - 08/07/2013
FURTHER LANE SECURITIES, L.P. (NEW YORK NY)
NJ
10/12/2011 - 04/10/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FREEHOLD NJ)
NY
05/25/2009 - 06/08/2010
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
BOTH
Issued 11/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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