Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Anthony Winters is a registered representative with Alvarez & Marsal Securities, LLC. He is a principal and has been working in the industry since 2000. Winters has a wide range of experience in the financial services industry, including investment banking, operations, and compliance. He is licensed to sell securities and provide investment advice. He is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/06/2007 - Present
Alvarez & Marsal Securities, LLC (New York NY)
NY
07/20/2000 - 08/23/2001
SANDGRAIN SECURITIES, INC. (GARDEN CITY NY)
NY
08/31/1999 - 08/01/2000
MIDWOOD SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 08/05/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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