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Keith Anthony Lord

TD Securities (usa) LLC

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About Keith Anthony Lord

Keith Anthony Lord is a financial professional with over 25 years of experience in the industry. Keith is currently registered with TD Securities (usa) LLC, where Keith is a General Securities Representative and an Investment Banking Representative. Keith has also previously held positions at PJT Partners LP, Blackstone Advisory Partners L.P., UBS Securities LLC, Evercore Group L.L.C., Lehman Brothers Inc., Wasserstein Perella & Co., Inc., and Salomon Brothers Inc. Keith is licensed in New York and has passed several industry exams including the Series 7, Series 24, Series 63, Series 79TO, and SIE.

Firm Information

Keith Lord is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Lord’s Registration & Firm History

NY

09/25/2018 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

08/28/2015 - 08/29/2018

PJT PARTNERS LP (NEW YORK NY)

NY

03/17/2014 - 10/01/2015

BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)

NY

07/06/2011 - 11/13/2013

UBS SECURITIES LLC (NEW YORK NY)

NY

04/06/2009 - 06/09/2011

EVERCORE GROUP L.L.C. (NEW YORK NY)

NY

07/01/1997 - 08/10/2005

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

07/07/1995 - 06/11/1997

WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)

NY

09/28/1992 - 03/29/1995

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/22/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/13/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Keith Anthony Lord.
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