Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Andrew Unikel is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Keith is a registered representative in 53 states, and a registered investment advisor in two states, Maryland and Texas. Keith has been active in the financial industry since 2006 and has a diverse background in securities, futures, and financial management. Keith has worked for Merrill Lynch since 2009 and has also been previously registered with Morgan Stanley. Keith is committed to providing clients with personalized financial advice and investment solutions, including portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/07/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BETHESDA MD)
DC
04/02/2007 - 01/06/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
09/15/2006 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
BOTH
Issued 09/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/10/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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