Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Andrew Schmidt is a financial advisor with Horter Investment Management, LLC. Keith has been a financial advisor for over 20 years and has a diverse background in the industry, having previously worked at LPL Financial LLC, Zions Direct, Inc., Wells Fargo Advisors, LLC, and other firms. Keith specializes in providing financial planning and investment management services to individuals and families. Keith is a Registered Investment Advisor and holds the Series 6, 7, 24, 53, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
01/12/2024 - Present
Horter Investment Management, LLC (CINCINNATI OH)
NV
03/20/2015 - 11/06/2023
LPL FINANCIAL LLC (LAS VEGAS NV)
UT
04/25/2013 - 03/23/2015
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
CA
02/13/2012 - 04/16/2013
UNIONBANC INVESTMENT SERVICES, LLC (SAN RAFAEL CA)
TX
01/03/2011 - 05/12/2011
WELLS FARGO ADVISORS, LLC (ADDISON TX)
TX
12/02/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ADDISON TX)
TX
06/17/2009 - 12/04/2009
WELLS FARGO ADVISORS, LLC (ADDISON TX)
MA
10/20/2004 - 08/23/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/15/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
07/12/1999 - 08/26/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
02/27/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 01/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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