Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Scherer is a financial advisor registered with Canaccord Genuity LLC in New York, NY. Keith has been in the financial services industry for over 20 years, and has experience working with a variety of clients. He is a registered representative and holds the Series 7, Series 55, Series 57TO and SIE licenses, as well as the Series 63 license. Keith is also a member of FINRA. In addition to his work at Canaccord Genuity LLC, Keith has held positions at Tullett Prebon Financial Services LLC, CANACCORD GENUITY INC., CANACCORD GENUITY SECURITIES LLC, PALI CAPITAL, INC., CITIGROUP GLOBAL MARKETS INC., STEVENS, ALAN BEN, MARK J. MULLER EQUITIES, INC., and SALOMON SMITH BARNEY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/14/2015 - Present
Canaccord Genuity LLC (NEW YORK NY)
NJ
05/04/2015 - 12/15/2015
TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
03/26/2012 - 02/24/2015
CANACCORD GENUITY INC. (NEW YORK NY)
NY
08/24/2009 - 09/27/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
12/18/2008 - 08/04/2009
PALI CAPITAL, INC. (NEW YORK NY)
NY
03/26/2004 - 03/31/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/13/2003 - 03/05/2004
STEVENS, ALAN BEN (NEW YORK NY)
NY
09/25/2003 - 11/10/2003
MARK J. MULLER EQUITIES, INC. (RYE NY)
NY
08/08/1996 - 09/27/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 08/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Keith Scherer is the right advisor for you? Invested Better is here to help.
