Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Herman is a financial advisor with over 15 years of experience in the industry. Keith is currently a registered representative at United Planners' Financial Services of America. Previously, Keith was employed with Summit Brokerage Services, Inc., J.P. Turner & Company, L.L.C., Newport Coast Securities, Inc., Harrison Douglas, Inc., Alternative Wealth Strategies, Inc., and Cambridge Investment Research, Inc. Keith is a licensed professional with licenses including Series 4, 7, 24 and 66. Keith provides financial planning, pension consulting, and portfolio management for individuals and businesses. Keith Herman is also a teacher and coach, demonstrating a passion for education and community involvement.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/02/2017 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
NJ
09/15/2015 - 07/28/2017
SUMMIT BROKERAGE SERVICES, INC. (Haddon NJ)
NJ
09/09/2013 - 09/29/2015
J.P. TURNER & COMPANY, L.L.C. (HADDON TWP NJ)
NJ
06/09/2011 - 09/05/2013
NEWPORT COAST SECURITIES, INC. (HADDON TOWNSHIP NJ)
NY
03/01/2011 - 05/17/2011
HARRISON DOUGLAS, INC. (PLEASANTVILLE NY)
NJ
05/24/2006 - 02/24/2011
ALTERNATIVE WEALTH STRATEGIES, INC. (CHERRY HILL NJ)
IA
01/27/2005 - 06/24/2005
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
BOTH
Issued 05/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2008
Series 4 - Registered Options Principal Examination
BC
Issued 08/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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