Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Borgfeldt is a financial advisor with over 20 years of experience in the industry. Keith is a registered representative and investment advisor representative for Kestra Advisory Services, LLC, where Keith has been registered since 2017. Keith was previously registered with Next Financial Group, Inc. and UBS Financial Services Inc. Keith holds Series 7, 24, 31, 51, 63, and 66 licenses. Keith provides financial planning, portfolio management, and other investment advisory services to individuals, businesses, and trusts. Keith is a member of the Fort Bend Chamber of Commerce and is involved in several community organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/31/2017 - Present
Kestra Advisory Services, LLC (Sugar Land TX)
TX
01/18/2008 - 05/16/2017
NEXT FINANCIAL GROUP, INC. (SUGARLAND TX)
NJ
04/30/2002 - 02/01/2008
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TX
07/17/2000 - 03/01/2002
TRADECAST SECURITIES, LTD. (HOUSTON TX)
TX
12/12/1994 - 07/27/1998
COASTALBANC FINANCIAL CORPORATION (HOUSTON TX)
MO
02/19/1992 - 04/15/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 05/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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