Unclaimed
Keith Boccaci is a financial advisor with John Hancock Distributors LLC. Keith has been in the financial services industry since 2004 and has held prior roles with Insight Securities, Inc., NRP Financial, Inc., NFP Securities, Inc. and Putnam Retail Management, Inc. Keith is registered in Massachusetts and holds the Series 6 and Series 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/06/2013 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
11/09/2010 - 06/07/2013
INSIGHT SECURITIES, INC. (WELLESLEY MA)
MA
06/02/2006 - 11/02/2010
NRP FINANCIAL, INC. (WELLESLEY MA)
TX
05/08/2002 - 07/20/2004
NFP SECURITIES, INC. (AUSTIN TX)
MA
06/07/2000 - 06/07/2000
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
BC
Issued 08/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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