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Keith Alroy Harris

Northwestern Mutual Investment Services, LLC

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About Keith Alroy Harris

Keith Alroy Harris is a financial professional with Northwestern Mutual Investment Services, LLC. Keith has been in the financial services industry since March 17, 2019. He has a Series 6TO and a SIE license. Keith is registered with FINRA.

Firm Information

Keith Harris is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Keith Harris’s Registration & Firm History

WI

03/18/2019 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

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Licenses & Designations

BC

Issued 03/18/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/16/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Alroy Harris.
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