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Keith Allen Tobias

Kestra Investment Services, LLC

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About Keith Allen Tobias

Keith Allen Tobias is a financial advisor with over 30 years of experience in the industry. Tobias is currently registered with Kestra Investment Services, LLC, a firm based in Boston, MA. Tobias is also registered with the following state securities regulators: California, Colorado, Florida, Hawaii, Illinois, Massachusetts, Minnesota, Nevada, New York, North Carolina, and South Carolina. Previously, Tobias was registered with Capital Analysts, Incorporated, Retirement Capital Group Securities, Inc., Westport Financial Services, L.L.C., MML Investors Services, Inc., and G. R. Phelps & Co., Inc. Tobias has passed the Series 6, Series 63, and SIE exams.

Firm Information

Keith Tobias is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Tobias’s Registration & Firm History

MA

10/08/2012 - Present

Kestra Investment Services, LLC (BOSTON MA)

OH

07/16/2009 - 02/25/2011

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

CA

09/12/2005 - 10/10/2008

RETIREMENT CAPITAL GROUP SECURITIES, INC. (SAN DIEGO CA)

FL

12/19/1996 - 11/17/2005

WESTPORT FINANCIAL SERVICES, L.L.C. (JACKSONVILLE FL)

MA

03/01/1996 - 01/01/1997

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

03/22/1991 - 03/01/1996

G. R. PHELPS & CO., INC.

NA

01/04/1988 - 12/31/1989

G. R. PHELPS & CO., INC.

NA

01/13/1987 - 04/09/1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 06/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Allen Tobias.
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