Unclaimed
Keith Rollins is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC, who has been in the financial industry since 2005. Keith is registered in 23 states and has passed the Series 6, 7, 63, and 65 exams. Keith is also a licensed insurance agent and owns several businesses, including Relentless Solutions, LLC, which provides financial planning services. Northwestern Mutual Investment Services, LLC, is a subsidiary of The Northwestern Mutual Life Insurance Company. They offer a variety of investment products and services, including financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
04/24/2008 - Present
Northwestern Mutual Investment Services, LLC (HOUSTON TX)
IA
Issued 03/03/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/02/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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