Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Jones is a financial advisor with Nuveen Asset Management, LLC. Keith has been in the financial services industry since May 2006. Keith has a wide range of experience working with a variety of clients including: individuals, high net worth individuals, businesses, corporations, charitable organizations, insurance companies, investment companies, pension and profit-sharing plans, and state or municipal government entities. Keith holds a Series 7, Series 24 and Series 66 license. Keith was previously employed at Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
07/07/2016 - Present
Nuveen Asset Management, LLC (Chicago IL)
NY
12/04/2015 - 06/09/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
05/03/2010 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/24/2006 - 04/21/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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