Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Ferguson is a financial advisor registered with Beacon Pointe Advisors, LLC and has been in the industry since 1979. Keith has experience providing financial advice to a variety of clients including individuals, families, businesses, and institutions. He has also worked with several firms in the past, including Raymond James Financial Services, Inc. and Wells Fargo Advisors, LLC. Keith's experience and expertise in financial planning, investment management, and wealth management make him a valuable resource for clients seeking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/29/2022 - Present
Beacon Pointe Advisors, LLC (NEWPORT BEACH CA)
TX
10/14/2015 - 01/26/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (WACO TX)
TX
07/15/2011 - 10/19/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WACO TX)
TX
01/01/2008 - 07/15/2011
WELLS FARGO ADVISORS, LLC (WACO TX)
TX
11/06/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WACO TX)
NA
03/31/1982 - 11/13/1985
ROTAN MOSLE INC.
NA
01/19/1981 - 04/05/1982
SCHNEIDER, BERNET & HICKMAN, INC.
NA
02/01/1978 - 02/11/1980
ROTAN MOSLE INC.
BC
Issued 11/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/06/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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