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Keith Alexander Walonis

Fidelity Brokerage Services LLC

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About Keith Alexander Walonis

Keith Alexander Walonis is a registered representative with Fidelity Brokerage Services LLC. Keith has been in the securities industry since November 7, 2007. Keith holds the Series 6, 7, and 63 licenses and is registered in 15 states. Keith's prior experience was with Fidelity Investments Institutional Services Company, Inc. in Marlborough, Massachusetts.

Firm Information

Keith Walonis is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Walonis’s Registration & Firm History

RI

08/20/2008 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

MA

03/07/2007 - 12/17/2007

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

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Licenses & Designations

BC

Issued 04/23/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2016

Series 7 - General Securities Representative Examination

BC

Issued 03/05/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Keith Alexander Walonis.
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