Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Alan Yoreo is a financial professional with over 20 years of experience in the industry. Keith currently holds a Series 6 registration, as well as Series 63 and Series 65 licenses, demonstrating a broad range of expertise in the financial services field. Keith has worked for several well-known firms, including Transamerica Capital, Inc., Directed Services LLC and Aetna Investment Services, LLC. Keith is registered with Equitable Distributors, LLC, serving clients in North Carolina and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/30/2021 - Present
Equitable Distributors, LLC (Charlotte NC)
CO
02/02/2011 - 10/01/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
PA
04/01/2002 - 12/01/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
CT
03/08/2001 - 04/01/2002
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
CT
03/17/1998 - 04/10/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
02/11/1997 - 10/20/1997
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
Issued 10/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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