Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Alan Sorel is a financial professional with over 30 years of experience in the industry. Keith is a Principal at Charles Schwab & CO., Inc. Keith has a wide range of experience in the financial services industry, having worked previously with SunAmerica Securities, Inc., Allmerica Investments, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, MML Investors Services, Inc., and The Prudential Insurance Company of America. Keith holds the Series 6, 7, 10, 24, 53, 63, and 9 licenses. Keith is a registered representative in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
05/05/1997 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
09/05/1995 - 04/25/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
11/05/1993 - 08/09/1995
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
MA
03/01/1991 - 04/15/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/01/1991 - 04/15/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
05/07/1992 - 04/07/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
08/28/1989 - 08/22/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/28/1989 - 08/22/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 04/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/20/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/27/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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