Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Alan Smith is a financial advisor with over 30 years of experience in the industry. Keith is currently registered with LPL Financial LLC and has been with the firm since February 2019. Prior to joining LPL Financial, Keith was with Ameriprise Financial Services, Inc. and Pruco Securities, LLC. Keith provides a range of financial services to individual and corporate clients including financial planning, portfolio management, and investment advisory services. Keith has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/05/2019 - Present
LPL Financial LLC (FLANDERS NJ)
NJ
10/19/2012 - 02/07/2019
AMERIPRISE FINANCIAL SERVICES, INC. (FLANDERS NJ)
NJ
02/17/1989 - 10/22/2012
PRUCO SECURITIES, LLC. (FLANDERS NJ)
NJ
02/17/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 09/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Keith Smith is the right advisor for you? Invested Better is here to help.
