Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Saunders is a financial advisor with Capital Client Group, Inc. He has been in the industry since July 28, 2000, and is registered in California as an Investment Advisor Representative. Keith Saunders also holds Series 6, 7, 26, 63, and 65 licenses. Keith Saunders has worked with American Funds in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
09/09/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
MA
01/01/2002 - 12/09/2011
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
05/03/2000 - 01/01/2002
MANUFACTURERS SECURITIES SERVICES, LLC (BOSTON MA)
IA
Issued 09/07/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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