Unclaimed
Keith Alan Johnson is a financial advisor with Cetera Investment Advisers LLC in Georgetown, Texas. Keith has over 20 years of experience in the financial services industry. He is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Keith holds the Series 7, Series 66, and Series 24 securities licenses, as well as the SIE exam. Keith previously worked with First Allied Securities, Inc. and FFP Securities, Inc. in Texas. Keith is dedicated to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/12/2020 - Present
Cetera Investment Advisers LLC (GEORGETOWN TX)
TX
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (GEORGETOWN TX)
TX
07/24/2002 - 05/30/2008
FFP SECURITIES, INC. (OLMOS PARK TX)
IA
Issued 09/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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