Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Alan Johnson is a financial advisor with over 20 years of experience in the industry. Keith is currently registered with Wells Fargo Clearing Services, LLC. Keith has held previous roles with BB&T Investment Services, INC., Morgan Stanley & Co., Incorporated, and UBS Financial Services Inc. Keith is licensed to provide financial advice in Virginia, Texas, Florida, New York, California, Nebraska, Tennessee, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
03/02/2012 - Present
Wells Fargo Clearing Services, LLC (RICHMOND VA)
VA
03/18/2008 - 02/28/2012
BB&T INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
06/26/2007 - 01/25/2008
MORGAN STANLEY & CO., INCORPORATED (RICHMOND VA)
NY
11/27/2001 - 02/16/2007
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
05/12/2000 - 04/05/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
BOTH
Issued 07/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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