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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Alan Holzwarth is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 40 years of experience in the financial services industry. Keith has a strong background in investments, securities, and financial planning. Keith is registered with the state of Michigan and Texas, and holds several industry licenses and certifications including Series 3, 7, 8, 9, 10, 63 and 65. Keith is dedicated to providing personalized financial advice and guidance to individuals, families, and businesses. Before joining Stifel, Nicolaus & Company, Inc., Keith worked at Wells Fargo Clearing Services, LLC and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/13/2019 - Present
Stifel, Nicolaus & Company, Inc. (FLINT MI)
MI
08/26/2008 - 12/14/2017
WELLS FARGO CLEARING SERVICES, LLC (FLINT MI)
MI
03/12/1996 - 09/18/2008
UBS FINANCIAL SERVICES INC. (FLINT MI)
NY
08/25/1989 - 04/12/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/19/1988 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
09/28/1982 - 03/11/1988
FIRST OF MICHIGAN CORPORATION
IA
Issued 01/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/07/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1998
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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