Unclaimed
Keith Havalotti is a financial advisor with Cetera Advisors LLC. Keith has been in the financial services industry since 2001. He has a Series 6, Series 63 and SIE license. Keith is registered with the state of Connecticut, Florida, Massachusetts, New Hampshire and Rhode Island. Prior to joining Cetera Advisors LLC, Keith worked at Investors Capital Corp., MetLife Securities Inc., and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/03/2016 - Present
Cetera Advisors LLC (MILLBURY MA)
MA
01/02/2014 - 10/03/2016
INVESTORS CAPITAL CORP. (NORTHBOROUGH MA)
MA
11/28/2011 - 01/17/2014
METLIFE SECURITIES INC. (WESTBORO MA)
MA
03/12/2010 - 11/29/2011
NEW ENGLAND SECURITIES (WORCESTER MA)
MA
03/12/2001 - 02/18/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 04/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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