Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Alan bung siu Chock is a financial advisor with over 34 years of experience in the industry. Keith is currently registered with Osaic Wealth, Inc. in Hawaii and Texas. Prior to joining Osaic Wealth, Inc., Keith worked with LPL FINANCIAL LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., and PRUDENTIAL SECURITIES INCORPORATED. Keith is a Certified Financial Planner and is a member of the Financial Planning Association. Keith's areas of expertise include financial planning, pension consulting, and portfolio management. Keith is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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HI
12/01/2023 - Present
Osaic Wealth, Inc. (HONOLULU HI)
HI
11/12/2020 - 12/12/2023
LPL FINANCIAL LLC (HONOLULU HI)
HI
05/01/2015 - 11/19/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HONOLULU HI)
HI
07/20/2007 - 05/11/2015
UBS FINANCIAL SERVICES INC. (HONOLULU HI)
HI
04/29/1994 - 08/02/2007
CITIGROUP GLOBAL MARKETS INC. (HONOLULU HI)
NY
01/23/1992 - 05/02/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/10/1993 - 01/06/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/20/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NJ
01/20/1989 - 02/03/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1991
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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