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Keith Aaron Baker

W & S Brokerage Services, Inc.

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About Keith Aaron Baker

Keith Baker is a registered representative with W&S Brokerage Services, Inc. Keith has been in the financial services industry for over 10 years, holding licenses in Florida and Ohio. Keith is a licensed Series 6 representative and holds the Securities Industry Essentials (SIE) designation. W&S Brokerage Services, Inc. is a firm located in Cincinnati, Ohio and specializes in providing a variety of financial services to individuals and businesses, including portfolio management.

Firm Information

Keith Baker is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keith Baker’s Registration & Firm History

OH

05/06/2008 - Present

W&S Brokerage Services, Inc. (CANTON OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Keith Aaron Baker. Review regulatory record here.
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