Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Meeker is a financial professional with over 20 years of experience in the financial industry. Keith is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has been with the firm since 2009. Prior to that, Keith worked with Banc of America Investment Services, Inc. and Saxony Securities, Inc. Keith holds licenses for Series 66, Series 7, and SIE exams. Keith is registered with the Securities and Exchange Commission (SEC) and several state regulators. Keith has experience working with individuals, families, businesses, pension and profit sharing plans, and corporations, among other types of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/15/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TEMECULA CA)
CA
11/10/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TEMECULA CA)
MO
04/02/2004 - 04/29/2005
SAXONY SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 6/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/1/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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