Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keita? Claim Your ProfileKeita Immamu Lewis is a financial professional with over 10 years of experience in the securities industry. Keita is currently registered with Tradestation Securities, Inc., in Plantation, FL. Keita has held previous positions at Apex Clearing Corporation, Electronic Transaction Clearing, Inc., Stockpile Investments, Inc., Ally Invest Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Morgan Securities, Inc. and National Securities Corporation. Keita holds licenses for Series 4, 7, 24, 52TO, 57TO, 63 and 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/02/2023 - Present
Tradestation Securities, Inc. (PLANTATION FL)
TX
08/01/2022 - 05/31/2023
APEX CLEARING CORPORATION (DALLAS TX)
TX
08/01/2022 - 05/31/2023
ELECTRONIC TRANSACTION CLEARING, INC. (Dallas TX)
CA
03/29/2021 - 07/20/2022
STOCKPILE INVESTMENTS, INC. (SAN FRANCISCO CA)
TX
03/08/2014 - 03/12/2021
ALLY INVEST SECURITIES LLC (Lewisville TX)
NY
10/14/2011 - 04/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/26/2010 - 05/28/2010
CHARLES MORGAN SECURITIES, INC. (NEW YORK NY)
NJ
06/20/2008 - 08/01/2008
NATIONAL SECURITIES CORPORATION (ISELIN NJ)
BC
Issued 07/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 08/03/2017
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/20/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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