Unclaimed
Keisuke Ogino is a registered representative with Smbc Nikko Securities America, Inc. Keisuke has been in the financial services industry since March 11, 2021 and has a Series 63, Series 79TO and SIE. Keisuke is registered in 51 states and the District of Columbia. Keisuke is currently located in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/12/2021 - Present
Smbc Nikko Securities America, Inc. (SAN FRANCISCO CA)
BC
Issued 09/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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