Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keisey? Claim Your ProfileKeisey Masatoshi Seto is a registered representative with LPL Financial LLC and is licensed to provide investment advice in California. Keisey is an investment advisor representative with over 12 years of experience in the industry. Keisey's previous experience includes working as a registered representative at WADDELL & REED, INC. Keisey has passed the Series 63, Series 65, Series 7, and Series 99TO exams. Keisey offers a variety of investment services, including financial planning, portfolio management for businesses and individuals, pension consulting, and selection of other advisors. Keisey is committed to providing clients with personalized investment advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/13/2018 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
02/02/2011 - 03/29/2011
WADDELL & REED, INC. (SAN DIEGO CA)
IA
Issued 08/11/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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