Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keiko? Claim Your ProfileKeiko Lambert is an investment advisor representative associated with Trek Financial. Keiko has been a registered representative in the securities industry since 1988. Keiko has experience in the securities industry, with prior registrations at Crown Capital Securities, L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lockwood Financial Services, Inc., Prudential Investment Management Services LLC, Prudential Securities Incorporated and Dean Witter Reynolds Inc. Keiko has passed the Series 63, Series 65, Series 66, Series 3 and Series 7 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NM
11/10/2020 - Present
Trek Financial (Albuquerque NM)
NM
02/03/2017 - 11/11/2020
CROWN CAPITAL SECURITIES, L.P. (ALBUQUERQUE NM)
NM
10/25/2011 - 02/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBUQUERQUE NM)
PA
01/10/2000 - 01/29/2001
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
NJ
06/21/1999 - 11/03/1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
06/24/1996 - 02/17/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/24/1992 - 02/26/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/31/1991 - 06/26/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/25/1989 - 10/17/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/22/1988 - 08/14/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BOTH
Issued 11/08/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
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