Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keia? Claim Your ProfileKeia Holt is a financial advisor with Empower Advisory Group, LLC. Keia has been in the industry since 1998 and has worked with UBS Financial Services Inc. and Nationwide Investment Services Corporation in the past. Keia specializes in providing financial planning and portfolio management services for individuals and businesses. Keia is registered with the state of Ohio as an investment advisor representative (IAR) and a broker-dealer (BD). Keia holds Series 3, 7, 9, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
09/06/2023 - Present
Empower Advisory Group, LLC (Grove City OH)
NJ
10/07/2021 - 08/22/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
OH
10/31/2012 - 10/22/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
06/01/2009 - 11/01/2012
MORGAN STANLEY (COLUMBUS OH)
OH
12/02/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (COLUMBUS OH)
IA
Issued 03/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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