Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kei? Claim Your ProfileKei Nishikawa is a financial advisor at Janus Henderson Distributors US LLC. Kei has been in the financial services industry since 2007. Kei is registered with FINRA and holds the Series 7, Series 66, and SIE licenses. Kei specializes in providing investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
08/27/2018 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
10/11/2017 - 08/22/2018
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
10/11/2017 - 08/22/2018
CETERA ADVISORS LLC (DENVER CO)
CO
10/11/2017 - 08/22/2018
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
10/11/2017 - 08/22/2018
CETERA INVESTMENT SERVICES LLC (DENVER CO)
CO
10/11/2017 - 08/22/2018
FIRST ALLIED SECURITIES, INC. (DENVER CO)
CO
10/11/2017 - 08/22/2018
SUMMIT BROKERAGE SERVICES, INC. (DENVER CO)
CO
08/29/2016 - 09/26/2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
02/04/2010 - 08/18/2016
CETERA ADVISORS LLC (DENVER CO)
CO
06/02/2008 - 02/25/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
01/01/2006 - 03/04/2008
AMERIPRISE FINANCIAL SERVICES, INC. (DENVER CO)
BOTH
Issued 01/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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