Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keene? Claim Your ProfileKeene Thomas Winters is a financial advisor with LPL Financial LLC. Keene has been in the financial industry since November 1, 2001. Keene has experience with both broker-dealer and investment advisory services. Keene is registered with the state of Wisconsin as a broker-dealer and investment advisor representative. Keene also holds Series 6, 7, 63, and 65 licenses, as well as the SIE. In addition to Keene's work with LPL Financial LLC, Keene also owns and operates Winters Pharmacist Services, LLC, a healthcare consulting firm. Keene provides financial advisory services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
05/20/2021 - Present
LPL Financial LLC (SCHOFIELD WI)
WI
05/26/2004 - 05/21/2021
VOYA FINANCIAL ADVISORS, INC. (SCHOFIELD WI)
GA
01/15/2002 - 06/03/2004
FSC SECURITIES CORPORATION (ATLANTA GA)
NJ
11/02/2001 - 01/14/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/01/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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