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Keenan Brathwaite

Ceros Financial Services, Inc.

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About Keenan Brathwaite

Keenan Brathwaite is a financial professional with over 7 years of experience in the industry. Currently, Keenan is registered with Ceros Financial Services, Inc. and holds a Series 66 license, as well as Series 7 and SIE licenses. Keenan has been with Ceros Financial Services, Inc. since July 2022. Before that, Keenan worked with National Securities Corporation, AEGIS CAPITAL CORP., and Spartan Capital Securities, LLC.

Firm Information

Keenan Brathwaite is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keenan Brathwaite’s Registration & Firm History

NY

07/20/2022 - Present

Ceros Financial Services, Inc. (New York NY)

NY

03/01/2018 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

06/14/2017 - 03/06/2018

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

03/20/2015 - 05/23/2017

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/16/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Keenan Brathwaite.
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