Unclaimed
Keenan Brathwaite is a financial professional with over 7 years of experience in the industry. Currently, Keenan is registered with Ceros Financial Services, Inc. and holds a Series 66 license, as well as Series 7 and SIE licenses. Keenan has been with Ceros Financial Services, Inc. since July 2022. Before that, Keenan worked with National Securities Corporation, AEGIS CAPITAL CORP., and Spartan Capital Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/20/2022 - Present
Ceros Financial Services, Inc. (New York NY)
NY
03/01/2018 - 07/21/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
06/14/2017 - 03/06/2018
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
03/20/2015 - 05/23/2017
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 10/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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