Unclaimed
Keenan Dean is a financial professional with experience in the securities industry. Keenan is registered with Capital Client Group, Inc. Keenan has passed the Series 63, 65, 7TO, and SIE exams. In addition, Keenan is also registered as an Investment Advisor Representative in Indiana. Keenan has been in the industry since February 15, 2015. Prior to joining Capital Client Group, Inc. Keenan worked at MML Investors Services, LLC in Indianapolis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
10/24/2018 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
08/28/2014 - 02/24/2017
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
IA
Issued 10/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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