Unclaimed
Keegen Pace is a financial advisor based in Atlantic, Iowa. Keegen has been in the financial industry since 2002 and is registered with Northwestern Mutual Investment Services, LLC. Keegen's specialties include providing investment research and referrals to other advisors. Keegen is also registered to provide investment advice in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
05/13/2002 - Present
Northwestern Mutual Investment Services, LLC (Atlantic IA)
IA
Issued 01/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/10/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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