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Keegan D Caveney

49 Financial

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About Keegan D Caveney

Keegan D. Caveney is an investment advisor representative registered with 49 Financial. Keegan has been in the financial industry since 2023. Keegan is registered in North Carolina and has passed the Series 63, Series 65, SIE, and Series 6TO exams. Keegan is affiliated with 49 Wealth Management and Oakwood Capital Securities, Inc. and provides financial planning, fixed insurance, and investment advisory services.

Firm Information

Keegan Caveney is currently registered with 49 Financial. 49 Financial is an investment advisor registered with the SEC and headquartered in Austin, TX. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $566 million in assets for 3,364 clients, primarily high-net-worth individuals and other individuals.
49 Financial

916 S CAPITAL OF TEXAS HIGHWAY

AUSTIN, TX 78746

$566.22M

Assets Under Management

Not reported

Total Clients

105

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keegan Caveney’s Registration & Firm History

NC

05/02/2024 - Present

49 Financial (Charlotte NC)

NC

07/14/2023 - 01/09/2024

PURSHE KAPLAN STERLING INVESTMENTS (Charlotte NC)

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Licenses & Designations

IA

Issued 05/01/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/14/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/23/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keegan D Caveney.
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