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Keefer Maurice Harness

Nylife Securities LLC

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About Keefer Maurice Harness

Keefer Maurice Harness is a financial advisor with Nylife Securities LLC. Keefer has been in the financial services industry since October 24, 2018. Keefer is licensed in California. Keefer holds the Series 6, 7, 63 and SIE licenses. Keefer previously worked at WELLS FARGO CLEARING SERVICES, LLC. Keefer's current office location is in Stockton, California.

Firm Information

Keefer Harness is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keefer Harness’s Registration & Firm History

CA

09/28/2023 - Present

Nylife Securities LLC (STOCKTON CA)

CA

11/04/2016 - 10/07/2021

WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 08/23/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Keefer Maurice Harness. Review regulatory record here.
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