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Kedric Damien Dines

Mizuho Securities USA LLC

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About Kedric Damien Dines

Kedric Damien Dines is a securities professional with over 15 years of experience in the financial services industry. Kedric is currently registered with Mizuho Securities USA LLC, a broker-dealer registered with FINRA and the SEC. Previously, Kedric was registered with Calyon Securities (USA) Inc. and Commerzbank Capital Markets Corp.. Kedric has passed the Series 7, Series 79, Series 63, and SIE exams. Kedric's primary focus is investment banking and he serves clients in a wide range of states.

Firm Information

Kedric Dines is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kedric Dines’s Registration & Firm History

NY

09/12/2017 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

07/14/2005 - 05/21/2007

CALYON SECURITIES (USA) INC (NEW YORK NY)

NY

10/09/2002 - 04/01/2005

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/17/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/08/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kedric Damien Dines.
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