Unclaimed
Kedric Damien Dines is a securities professional with over 15 years of experience in the financial services industry. Kedric is currently registered with Mizuho Securities USA LLC, a broker-dealer registered with FINRA and the SEC. Previously, Kedric was registered with Calyon Securities (USA) Inc. and Commerzbank Capital Markets Corp.. Kedric has passed the Series 7, Series 79, Series 63, and SIE exams. Kedric's primary focus is investment banking and he serves clients in a wide range of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/12/2017 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/14/2005 - 05/21/2007
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
10/09/2002 - 04/01/2005
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 08/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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