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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keaton? Claim Your ProfileKeaton James Covillo is a financial advisor currently registered with Morgan Stanley. Keaton has been in the industry since 2014 and is registered in 53 states for Broker-Dealer activities and 2 states for Investment Advisor activities. Keaton is also a licensed securities principal and has a Series 10 and Series 9 licenses. Prior to joining Morgan Stanley, Keaton worked at Wells Fargo Advisors, LLC and J.P. Morgan Securities LLC. Keaton is based out of the San Francisco office of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (San Francisco CA)
CA
10/31/2014 - 08/14/2015
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
NY
08/23/2013 - 10/09/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BOTH
Issued 06/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/23/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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