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Keaton Falk

RIA Advisory Group, LLC

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About Keaton Falk

Keaton Falk is an Investment Advisor Representative with RIA Advisory Group, LLC. Keaton is licensed to advise clients in South Dakota. Keaton has been working in the financial services industry since 2015. Keaton has experience working with individuals, high-net-worth individuals, pension and profit-sharing plans, and corporations or other businesses. Keaton is committed to providing clients with personalized financial advice and guidance.

Firm Information

Keaton Falk is currently registered with RIA Advisory Group, LLC. RIA Advisory Group, LLC is an investment advisor based in DES MOINES, IA. They manage $398,868,182 in regulatory assets under management for 2,799 clients. The firm specializes in portfolio management for individuals. They have 15 licensed agents and 24 investment adviser representatives.
RIA Advisory Group, LLC

500 SW 7TH STREET

DES MOINES, IA 50309

$398.87M

Assets Under Management

29

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keaton Falk’s Registration & Firm History

SD

07/10/2024 - Present

RIA Advisory Group, LLC (Sioux Falls SD)

NE

11/22/2022 - 07/11/2024

AMERITAS INVESTMENT COMPANY, LLC (LINCOLN NE)

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Licenses & Designations

BC

Issued 12/09/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/09/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/27/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Keaton Falk.
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