Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keali? Claim Your ProfileKeali Pfaff is a financial advisor who has been in the industry since May 16, 2018. Keali is currently registered with LPL Financial LLC in FORT MILL, SC. Keali is also registered in Wisconsin. Keali has passed the Series 6, SIE, and Series 99TO exams. Prior to joining LPL Financial LLC, Keali was employed by BMO HARRIS FINANCIAL ADVISORS, INC. in MAUSTON, WI. Keali is able to provide financial planning services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/18/2024 - Present
LPL Financial LLC (FORT MILL SC)
WI
03/24/2021 - 11/16/2023
LPL FINANCIAL LLC (MAUSTON WI)
WI
03/16/2018 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (MAUSTON WI)
BC
Issued 05/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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