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Kazuyo Deguchi

Kovack Advisors, Inc.

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About Kazuyo Deguchi

Kazuyo Deguchi is a financial advisor with Kovack Advisors, Inc. She has been in the financial services industry since 2001. Kazuyo's experience includes working with Ameriprise Financial Services, Inc., IDS Life Insurance Company, and LPL Financial LLC. Kazuyo holds the Series 66, Series 7, and SIE exams. She is also a Certified Financial Planner and a Chartered Financial Analyst. Kazuyo specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Kazuyo is registered in California, Nevada, and Texas.

Firm Information

Kazuyo Deguchi is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kazuyo Deguchi’s Registration & Firm History

FL

10/01/2024 - Present

Kovack Advisors, Inc. (FT. LAUDERDALE FL)

CA

07/27/2010 - 02/06/2018

LPL FINANCIAL LLC (CAMPBELL CA)

CA

05/31/2001 - 07/29/2010

AMERIPRISE FINANCIAL SERVICES, INC. (CAMPBELL CA)

MN

05/31/2001 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 06/18/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kazuyo Deguchi. Review regulatory record here.
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