Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kazuya? Claim Your ProfileKazuya Nishimura is a financial professional with over 10 years of experience in the industry. Kazuya has a Series 7, Series 63, Series 24, Series 86, Series 87 and SIE license. Kazuya currently works at Daiwa Capital Markets America Inc. Kazuya is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in New York. Kazuya has been with Daiwa Capital Markets America Inc. since February 3, 2020, and previously worked for the same firm from April 5, 2011 to June 27, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/03/2020 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
04/05/2011 - 06/27/2016
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
BC
Issued 03/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/17/2024
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 06/27/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/03/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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