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Kazuki Hayashi

Daiwa Capital Markets America Inc.

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About Kazuki Hayashi

Kazuki Hayashi is a registered representative with Daiwa Capital Markets America Inc. Kazuki has been in the industry since July 31, 2014 and is licensed in 26 states. Kazuki holds a Series 7, Series 63, Series 24 and SIE licenses. Kazuki's current location is San Francisco, CA.

Firm Information

Kazuki Hayashi is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kazuki Hayashi’s Registration & Firm History

CA

08/01/2014 - Present

Daiwa Capital Markets America Inc. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 08/28/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kazuki Hayashi.
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