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Kazi Monazer Ariff

Fidelity Brokerage Services LLC

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About Kazi Monazer Ariff

Kazi Ariff is a financial professional with over 20 years of experience in the industry. Kazi currently works as a registered representative for Fidelity Brokerage Services LLC. Prior to joining Fidelity, Kazi held positions at WMSI Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Columbia Management Distributors, Inc., J.P. Morgan Institutional Investments Inc., and Brownco, LLC. Kazi is licensed to sell securities in the United States and holds the Series 7, Series 31, Series 63, and Series 65 licenses.

Firm Information

Kazi Ariff is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kazi Ariff’s Registration & Firm History

MA

11/24/2015 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

MA

09/25/2014 - 09/04/2015

WMSI SECURITIES LLC (Boston MA)

MA

10/23/2009 - 07/30/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

MA

12/15/2008 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

MA

07/16/2007 - 12/31/2008

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

06/30/2006 - 07/17/2007

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

MA

12/07/2005 - 05/08/2006

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (BOSTON MA)

MA

01/06/1997 - 12/06/2005

BROWNCO, LLC (BOSTON MA)

NY

09/28/1995 - 05/28/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 05/25/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/03/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 09/27/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kazi Monazer Ariff.
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